William  Meltzer

William Meltzer

Branch Director of Compliance Operations

I have a 30year financial services background preforming various tasks. I have held roles in institutional block trading, risk management, financial advisory, retail banking and now supervisory position. I spent a total of 21 years at Smith Barney and Lehman Brothers. More recently 7 years at JPMorgan and the last 2 years as an advisor at LPL Financial. I hold the following Registrations: Series 7, 63, 66 and 24 which are held through LPL Financial, along with insurance licenses.

I gained a great deal of satisfaction in my career as a financial advisor. It was extremely rewarding to be able to help people – and in some cases it dramatically changed their lives for the better.

As an LPL Supervisory Principal, my role is to assist the advisors in staying compliant with the always changing regulatory environment. My success will help the advisors have long and productive careers for themselves and their families, while assisting countless people reach their financial goals.

I am passionate about of my sons’ successes regarding their careers and becoming productive contributors to society. More importantly watching my sons become considerate and generous young men.

Nothing inspires me more than seeing someone who has had serious obstacles put in their way whether it be social economic issues, physical or mental issues and succeeded in accomplishing their goals.